Start an RIA
Build Your Firm with Dynasty
Take control of your compensation, own your client relationships, and guide the future success of your firm. Benefit from our experienced team, proven transition process, and purpose-built technology and infrastructure to confidently launch your new firm and put your clients first.
We are here to help advisors who:
- Are currently at a wirehouse, broker‑dealer, or another institution/firm
- Want control and ownership of their firm and clients
- Want greater flexibility and options in how they serve clients
- Value proven experience, guidance, and resources during the transition to independence
Why Advisors Choose Independence
Independence changes how you serve clients, run your firm, and build long-term value.
Three Keys to Making Independence a Reality
1.
Transition Planning & Execution
Guidance across legal, compliance, operations, marketing, and client communication considerations so you can launch with clarity, credibility, and confidence.
2.
Infrastructure & Platform
An integrated AI-enabled platform combining technology, investments, compliance, and operations to support your firm from day one and enable scalable growth.
3.
Ongoing Support After Launch
Continued access to expert resources, operational guidance, and strategic insights to help your firm evolve, grow, and build lasting enterprise value.
Take the Right Steps, At the Right Time
Our “20 Steps to Independence” outlines a detailed view of every decision involved in starting an independent firm. Explore each stage, the key considerations, and what’s required to plan and execute your launch with confidence.
Take the Next Step Toward Building Your Independent Firm
A confidential conversation can help you understand what independence with Dynasty would look like. We will discuss timing, structure, and the support available throughout the transition and beyond.
FAQs
Is Dynasty an aggregator?
No. Dynasty is a comprehensive WealthTech platform and strategic partner, not an aggregator. Our model is designed to support fully independent advisors with institutional-grade infrastructure, technology, and services, while preserving complete ownership and control of your business.
Does Dynasty act as my employer if I join its platform?
No. Dynasty is not your employer, your broker-dealer, or your custodian. You retain full ownership and control of your firm, your ADV, and your client relationships. Dynasty serves as a strategic partner, providing the resources, expertise, and infrastructure to help you operate and grow your business on your terms.
What types of advisors does Dynasty work with?
Dynasty partners with experienced financial advisors and teams seeking to build, join, or grow independent RIAs. Our Network is made up of entrepreneurially minded advisors who want the freedom of full independence combined with access to a fully integrated platform, strategic guidance, and a community of like-minded firms.
Could Dynasty help me transition my book of business or firm?
Yes. Transitioning to independence is a core part of what we do. Dynasty provides comprehensive transition planning and execution support from legal and custodial coordination to technology setup and client communication — all guided by experienced specialists who have supported hundreds of successful advisor transitions.
How does Dynasty support advisors and RIAs long term?
Dynasty is built to support your business at every stage, from launch through long-term growth and succession. We provide ongoing operational support, strategic guidance, and access to specialized expertise to help your business scale efficiently while maintaining independence.
What does Dynasty offer beyond technology?
Far more than technology. Dynasty delivers a fully integrated business platform that includes outsourced operations, investment solutions, compliance support, marketing resources, capital access, and consultative expertise, all designed to help you grow, operate efficiently, and stay focused on your clients.
Can Dynasty assist with M&A, succession planning, or growth capital?
Yes. Dynasty provides dedicated investment banking and capital strategies capabilities. We support advisors with mergers and acquisitions, succession planning, and flexible capital solutions, helping you grow your business, plan for the future, and execute on long-term strategic goals.